-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P/66Velxu9BDf34vy15l9yntExz5ELzgCfS4YV8ev8JwuDsgmGUxQmkfLYKn5lH0 bcwjlhimZfyzLez1f/mU6Q== 0001354488-11-000234.txt : 20110121 0001354488-11-000234.hdr.sgml : 20110121 20110121145058 ACCESSION NUMBER: 0001354488-11-000234 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110121 DATE AS OF CHANGE: 20110121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEWART FRANK B JR CENTRAL INDEX KEY: 0001055797 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: P O DRAWER 19925 CITY: NEW ORLEANS STATE: LA ZIP: 70179 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEWART ENTERPRISES INC CENTRAL INDEX KEY: 0000878522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 720693290 STATE OF INCORPORATION: LA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42169 FILM NUMBER: 11541202 BUSINESS ADDRESS: STREET 1: 1333 SOUTH CLEARVIEW PARKWAY CITY: JEFFERSON STATE: LA ZIP: 70121 BUSINESS PHONE: 5047291400 MAIL ADDRESS: STREET 1: 1333 SOUTH CLEARVIEW PARKWAY CITY: JEFFERSON STATE: LA ZIP: 70121 SC 13G/A 1 stew_sc13ga.htm AMENDMENT NO. 11 Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


SCHEDULE 13G


(Amendment No. 11 )*


Stewart Enterprises, Inc.

(Name of Issuer)


Class A Common Stock

(Title of Class of Securities)


860370105

(CUSIP Number)


December 31, 2010

(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


 

 Rule 13d-1(b)

 

 

 

 Rule 13d-1(c)

 

 

ü

 Rule 13d-1(d)


*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 




CUSIP No. 860370105                                             13G                                             Page 2 of 5 Pages




1

 

 

 

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)



Frank B. Stewart, Jr.

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)

 

 

 

(b)

 

 

 

 

3

 

 

SEC USE ONLY


4

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION



United States of America

 

                              

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5

SOLE VOTING POWER



6,862,795 shares – Class A1

3,555,020 shares – Class B (convertible into equal number of Class A)

6

SHARED VOTING POWER



353,880 shares – Class A

7

SOLE DISPOSITIVE POWER



6,862,795 shares – Class A1

3,555,020 shares – Class B (convertible into equal number of Class A)

8

SHARED DISPOSITIVE POWER



353,880 shares – Class A

9

 

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON



7,216,675 shares – Class A1

3,555,020 shares – Class B

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

 

 

 

 

 

 

11

 

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)



8.1% - Class A2

100.0% - Class B

12

 

 

TYPE OF REPORTING PERSON


IN


1

Represents shares beneficially owned by Frank B. Stewart, Jr. as of December 31, 2010, and includes 65,117 shares Mr. Stewart is required to retain until he ceases to serve on the Board of Directors.

2

Based on 88,240,888 Class A Shares outstanding as of December 31, 2010.





CUSIP No. 860370105                                             13G                                             Page 3 of 5 Pages



Item 1.


(a)

Name of Issuer

Stewart Enterprises, Inc.


(b)

Address of Issuer’s Principal Executive Offices

1333 South Clearview Parkway

Jefferson, LA 70121


Item 2.


(a)

Name of Person Filing

Frank B. Stewart, Jr.


(b)

Address of Principal Business Office or, if none, Residence

111 Veterans Memorial Boulevard, Suite 160, Metairie, Louisiana 70005


(c)

Citizenship

United States


(d)

Title of Class of Securities

Class A Common Stock, no par value per share; Class B Common Stock, no par value per share


(e)

CUSIP Number

860370105


Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:


(a) 

 

 Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

 

 

(b) 

 

 Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

 

 

(c) 

 

 Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

 

 

(d) 

 

 Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

 

 

 

(e) 

 

 An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

 

(f) 

 

 An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

 

 

(g) 

 

 A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

 

 

(h) 

 

 A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 

 

(i) 

 

 A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the

 

 

 Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

 

 

(j) 

 

 A non-U.S. institution, in accordance with §240.13d-1(b)(1)(ii)(J);

 

 

 

(k) 

 

 Group, in accordance with §240.13d-1(b)(1)(ii)(K).

 

 

If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________________.





CUSIP No. 860370105                                             13G                                             Page 4 of 5 Pages



Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned:

7,216,675 shares Class A

3,555,020 shares Class B

 (b)

Percent of class:

 8.1% Class A

100.0% Class B

(c)

Number of shares as to which the person has:


(i)

Sole power to vote or to direct the vote

6,862,795 shares Class A

3,555,020 shares Class B


(ii)

Shared power to vote or to direct the vote

353,880 shares Class A


(iii)

Sole power to dispose or to direct the disposition of

6,862,795 shares Class A

3,555,020 shares Class B


(iv)

Shared power to dispose or to direct the disposition of

353,880 shares Class A

Instruction.  For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).


Item 5.

Ownership of Five Percent or Less of a Class.


If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  [   ].


Instruction: Dissolution of a group requires a response to this item.


Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Frank B. Stewart, Jr. Foundation (a non-profit corporation) has the right to receive dividends from, and proceeds from the sale of, 353,880 shares owned by it with respect to which Mr. Stewart shares voting and investment power.


Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable


Item 8.

Identification and Classification of Members of the Group.

Not Applicable


Item 9.

Notice of Dissolution of Group.

Not Applicable


Item 10.

Certifications.

Not Applicable






CUSIP No. 860370105                                             13G                                             Page 5 of 5 Pages



SIGNATURE


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


Date: January 20, 2011


 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Frank B. Stewart, Jr.

 

 

 

Frank B. Stewart, Jr.






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